{"id":127,"date":"2023-07-20T07:04:21","date_gmt":"2023-07-20T11:04:21","guid":{"rendered":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/?p=127"},"modified":"2024-03-15T08:54:50","modified_gmt":"2024-03-15T12:54:50","slug":"uks-fca-investigating-100-suspected-sanctions-breaches","status":"publish","type":"post","link":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/2023\/07\/20\/uks-fca-investigating-100-suspected-sanctions-breaches\/","title":{"rendered":"UK&#8217;s FCA investigating 100 suspected sanctions breaches"},"content":{"rendered":"<p>The UK&#8217;s financial services regulator, the FCA, has published its <a href=\"https:\/\/www.fca.org.uk\/publication\/annual-reports\/annual-report-2022-23.pdf\">annual report<\/a> today for the year ending 31 March 2023.<\/p>\n<p>Included in the report the FCA states that: &#8220;We reviewed nearly 100<br \/>\nsuspected sanction breaches. We have also introduced a data-led approach to proactively supervise firms to ensure they have appropriate sanctions systems and controls, we also conducted 38 proactive assessments looking at firms\u2019 systems and controls&#8221;.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The UK&#8217;s financial services regulator, the FCA, has published its annual report today for the year ending 31 March 2023. Included in the report the FCA states that: &#8220;We reviewed nearly 100 suspected sanction breaches. We have also introduced a data-led approach to proactively supervise firms to ensure they have appropriate sanctions systems and controls, &hellip; <\/p>\n<p class=\"link-more\"><a href=\"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/2023\/07\/20\/uks-fca-investigating-100-suspected-sanctions-breaches\/\" class=\"more-link\">Continue reading<span class=\"screen-reader-text\"> &#8220;UK&#8217;s FCA investigating 100 suspected sanctions breaches&#8221;<\/span><\/a><\/p>\n","protected":false},"author":656,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[78,71],"tags":[20,9],"ppma_author":[7],"class_list":["post-127","post","type-post","status-publish","format-standard","hentry","category-78","category-financial-services","tag-financial-sanctions","tag-united-kingdom"],"authors":[{"term_id":7,"user_id":656,"is_guest":0,"slug":"mhandley","display_name":"Mark Handley","avatar_url":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-content\/uploads\/sites\/65\/2023\/09\/handleymark-100x100.jpg","0":null,"1":"","2":"","3":"","4":"","5":"","6":"","7":"","8":""}],"_links":{"self":[{"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/posts\/127","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/users\/656"}],"replies":[{"embeddable":true,"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/comments?post=127"}],"version-history":[{"count":0,"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/posts\/127\/revisions"}],"wp:attachment":[{"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/media?parent=127"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/categories?post=127"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/tags?post=127"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/blogs.duanemorris.com\/europeansanctionsenforcement\/wp-json\/wp\/v2\/ppma_author?post=127"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}