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By Jovalin Dedaj After an intervening decision by the United States Supreme Court last year and a rare rehearing of oral argument in March, the Second Circuit has affirmed the conviction of Matthew Martoma, a former portfolio manager at S.A.C. Cap (More)
By Mauro M. Wolfe and Jovalin Dedaj In yet another setback for the SEC, the Supreme Court unanimously decided that disgorgement actions, a cornerstone of SEC enforcement, are subject to a five-year statute of limitations. Previously, in Gabelli v. (More)
By Eric R. Breslin, Mauro M. Wolfe, and Jovalin Dedaj In the last few weeks, the SEC and its administrative law judges (“ALJs”) have tested the truthfulness of the old adage, “There’s no such thing as bad publicity.” On May 3, 2017, t (More)