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Yesterday, May 21, 2020, the Securities and Exchange Commission announced that it approved amendments to its rules and forms "to improve for investors the financial information about acquired or disposed businesses, facilitate more timely access to c (More)
Today, final amendments to the definitions of “accelerated filer” and “large accelerated filer” under Rule 12b-2 of the Securities Exchange Act of 1934 became effective. The SEC adopted the final rule implementing the amendments on March 12, (More)
Regulation Best Interest (Reg BI)—which sets forth a new standard of conduct for broker-dealers and their associated persons when making investment recommendations—was adopted by the SEC on June 5, 2019, and is scheduled to take effect on June 30 (More)
By Jovalin Dedaj Yesterday, federal prosecutors in the District of New Jersey charged a Georgia man for his alleged role in a conspiracy to defraud federally funded and private health care benefit programs by submitting fraudulent testing claims f (More)
By Jovalin Dedaj On March 23, 2020, the Securities and Exchange Commission issued a stern warning against trading on nonpublic information related to the COVID-19 pandemic.  In a joint statement from the SEC’s co-directors of enforcement, the S (More)
On March 25, 2020, the Securities and Exchange Commission announced that it is extending the filing periods covered by its previously enacted conditional reporting relief for certain public company filing obligations under the federal securities laws (More)
On March 25, 2020, the Securities and Exchange Commission announced that it is extending the filing periods covered by its previously enacted conditional reporting relief for certain public company filing obligations under the federal securities laws (More)
By Jovalin Dedaj The White House recently unveiled its federal budget proposal and, as expected, funding for regulatory agencies is on the chopping block once again.  Under the proposal, the Consumer Financial Protection Bureau (“CFPB”) would (More)