The U.S. Securities and Exchange Commission recently announced its enforcement results for fiscal year 2024. The SEC’s Division of Enforcement filed 583 enforcement actions, a 26% decline from fiscal year 2023, including:
- 432 standalone actions (representing a 14% decline from 2023);
- 93 follow-on administrative proceedings (43% decline); and
- 59 delinquent filer actions (51% decline).