German prosecution for sale of dual-use goods to Russia

On Friday the trial in Germany starts of Vladimir D. who is accused of eight counts of exporting dual use goods (both chemicals and equipment) to Russia and allegedly for a military end user in breach of the EU’s sanctions.

The exports are alleged to have taken place between 2014 and 2018.

The man was arrested in late 2018 and raids conducted in Baden-Württemberg. The value of the exports is reported to be €1.83 million.

Latvia – bank fined €1.1m for Russian sanctions compliance failings

The Latvian financial services regulator (the FKTK) has fined SEB Bank €1.8 million, of which €1,121,140 related to shortcomings in the banks sanctions compliance.

The inspections leading to the fine had taken place in 2017 and 2018.

The failings are said to have been specific to the EU’s Russian sanctions in regulation 269/2014 (as amended).

The fine was stated to be for not screening for companies and other assets owned by designated persons.

France – Council of State upholds €50m fine for bank’s sanctions compliance failings

The French Council of State has today dismissed the appeal by Banque Postale against the fine of €50m imposed by the regulator, the ACPR.

The fine was imposed for EU sanctions compliance failings which had permitted designated persons subject to asset freezes to still transfer funds through the use of “money orders”.

This is the largest fine imposed by the French authorities.

See our earlier post in relation to the original fine.

Latvia – raids and arrests for arms sales in breach of UN sanctions

The Latvian Intelligence Services have announced a series of five raids in Riga and elsewhere relating to “illegal arms trade, violation of sanctions determined by international organisations” and money laundering.

As stated: “The information acquired during the investigation indicates that the group of persons has illicitly supplied a large number of arms to African countries that are subject to the sanctions determined by the UN and the EU. The accomplishment of illicit contracts was followed by laundering of criminally acquired financial resources”.

The release does not specify the African country.

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The opinions expressed on this blog are those of the author and are not to be construed as legal advice.

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