The District Court of Amsterdam has convicted a company on multiple charges of exporting military goods for a Russian end user. The intended Russian recipient of the exports was named as JSC Global Security, but the name of the convicted Dutch company was anonymised.
The goods (mostly bullet proof vests and other military equipment) were stopped at Schiphol airport and had been brought from South Africa.
The company was fined €30,000 (half suspended for 2 years).
The prosecutor’s office in Oldenburg has opened an investigation into VET Pharma Friesoythe GmbH for suspected illegal exports of a controlled chemical to Japan and United States.
The chemical is used to put down dogs, but can also be used for lethal injections. A such it is tightly regulated.
The exports are alleged to have taken place in 2017 and 2018 and to not have been properly licenced.
It has been reported that the Hamburg Prosecutor has commenced investigations into exports of titanium by Hansa Heavy Lift GmbH and Heinz Corleis KG.
The shipments are alleged to have been made to Crimea in breach of EU sanctions, although the original destination for the shipments was the port of Kavkaz in the Kerch Strait.
The Higher Regional Court of Hamm has overturned on appeal an acquittal in the Münster Regional Court. The case has been remitted back to the lower courts.
The charges of breaching the EU’s Somalia sanctions relate to the alleged provision of training and technical assistance related to the manufacture, maintenance and use of arms and related materiel under a 2009 contract.
The District Court of Rotterdam has upheld fines of €170,000 imposed by the Dutch National Bank on a payment services provider for breaches of Dutch sanctions law and AML rules.
The appeal was largely based on arguments that the internal compliance function had adequately performed its function. The court was highly critical of this argument, noting the lack of due diligence and periodic training.
It has been announced that the French authorities have charged Lafarge-Holcim, its Syrian subsidiary with offences including breaching EU anti-terrorism sanctions.
The companies were also charged with crimes against humanity.
Eight individuals, including senior management, had earlier been charged (see here).
The UK’s Financial Conduct Authority has today issued a Final Notice against Canara Bank.
The bank was fined £896,100 and prevented from accepting deposits from new customers for 147 days.
The fine relates to inadequacies in the bank’s KYC compliance including sanctions screening. The bank cooperated with the FCA and qualified for a 30% discount on the fine.
The District Court in the Hague has convicted an individual for the making of unauthorised financial transfers to/from Iran in the years 2013 and 2014 of around €92,000.
The person was convicted but no sentence imposed on mental health grounds, while noting that ordinarily a conviction would result in a lengthy custodial sentence.
Various sums seized as part of the investigation were returned to the defendant as the prosecution had not proven that these sums related to particular criminal activity.
The Austrian Ministry of Justice has published statistics showing its enforcement between 2008 and 2017 of the Austrian “War Materials Law”.
| Year | Investigations | Prosecutions | Penalty Notices | Convictions |
| 2008 |
15 |
2 | 0 |
2 |
| 2009 |
19 |
2 | 0 |
0 |
| 2010 |
23 |
6 | 0 |
3 |
| 2011 |
18 |
4 | 0 |
2 |
| 2012 |
21 |
3 | 2 |
1 |
| 2013 |
22 |
7 | 1 |
3 |
| 2014 |
16 |
5 | 1 |
1 |
| 2015 |
30 |
5 | 2 |
4 |
| 2016 |
30 |
7 | 0 |
3 |
| 2017 |
29 |
9 | 1 |
6 |
Further to our earlier post about the Dutch authorities investigating two companies for allegedly breaching Crimean sanctions by shipping goods for the construction of the Kerch Bridge, it has now been reported that the investigation currently has been extended to seven companies.
The Diesoko Group, a Dutch engineering company, has confirmed that it is one of the companies under investigation.
